SECURITIES AND EXCHANGE COMMISSION |
WASHINGTON, D.C. 20549 |
|
FORM 8-A/A |
(Amendment No. 1 to Form 8-A Originally Filed on June 11, 1999) |
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES |
PURSUANT TO SECTION 12(b) OR 12(g) OF THE |
SECURITIES EXCHANGE ACT OF 1934 |
MERCANTILE BANKSHARES CORPORATION |
(Exact Name of Registrant as Specified in Its Charter) |
Maryland | 52-0898572 |
(State of Incorporation or Organization) | (I.R.S. Employer Identification No.) |
Two Hopkins Plaza | |
P.O. Box 1477 | |
Baltimore, MD | 21203 |
(Address of Principal Executive Offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act: | |
Title of Each Class | Name of Each Exchange on Which |
to be so Registered | Each Class is to be Registered |
Stock Purchase Rights | Nasdaq National Market |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. x |
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. o |
Securities Act registration statement file number to which this form relates: | |
(If applicable) | |
Securities to be registered pursuant to Section 12(g) of the Act: |
None |
(Title of Class) |
AMENDMENT No. 1 TO FORM 8-A
This Amendment No. 1 amends the Form 8-A, originally filed on June 11, 1999 (the Form 8-A). Capitalized terms used without definition in this Amendment shall have the respective meanings ascribed to them in the Form 8-A.
Item 1: Description of Registrants Securities to be Registered
Item 1 of the Form 8-A is hereby amended and supplemented by adding the following as the last paragraph:
On October 8, 2005, Mercantile Bankshares Corporation, a Maryland corporation (Bankshares), and The PNC Financial Services Group, Inc., a Pennsylvania corporation (PNC), entered into an Agreement and Plan of Merger (the Merger Agreement). The Merger Agreement provides that, upon the terms and subject to the conditions set forth in the Merger Agreement, Bankshares will merge with and into PNC (the Merger), with PNC continuing as the surviving corporation. Prior to the execution of the Merger Agreement, Bankshares and Mercantile-Safe Deposit and Trust Company (the Rights Agent) entered into an amendment (the Rights Agreement Amendment) to the Stockholder Protection Rights Agreement dated as of June 8, 1999 (the Rights Agreement). The effect of the Rights Agreement Amendment is to permit execution of the Merger Agreement and the consummation of the Merger, without triggering the separation or exercise of the Rights or any adverse event under the Rights Agreement.
In particular, the Rights Agreement Amendment provides that neither PNC nor any of its affiliates or associates shall be deemed to be an Acquiring Person, and neither a Stock Acquisition Date nor a Separation Time shall be deemed to have occurred, and no holder of any Rights shall be entitled to exercise such Rights under the Rights Agreement, in any such case solely by virtue of the execution and delivery of the Merger Agreement or the consummation of the Merger. In addition, pursuant to the Rights Agreement Amendment, the Rights and the Rights Agreement will expire on consummation of the Merger.
The Rights Agreement Amendment is incorporated by reference herein, and the foregoing description of the Rights Agreement Amendment is qualified in its entirety by reference to the Rights Agreement Amendment.
Item 2: Exhibits
Exhibit No. | Description | ||
4.1 | The Rights Agreement (incorporated by reference to the Form 8-A filed on June 11, 1999). | ||
4.2 | Forms of Rights Certificate and of Election to Exercise, included in Exhibit A to the Rights Agreement (incorporated by reference to the Form 8-A filed on June 11, 1999). | ||
4.3 | Articles Supplementary with respect to the Class A Preferred Stock, included in Exhibit B to the Rights Agreement (incorporated by reference to the Form 8-A filed on June 11, 1999). | ||
4.4 | Amendment to the Stockholder Protection Rights Agreement dated as of June 8, 1999, dated as of October 8, 2006, between Mercantile Bankshares Corporation and Mercantile-Safe Deposit and Trust Company. | ||
1
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
MERCANTILE BANKSHARES | |||
CORPORATION | |||
By: | /s/ Terry L. Troupe | ||
Name: | Terry L. Troupe | ||
Title: | Chief Financial Officer
and |
||
Date: October 10, 2006 |
2
EXHIBIT INDEX
Exhibit Number |
Description |
||
4.4 | Amendment to the Stockholder Protection Rights Agreement dated as of June 8, 1999, dated October 8, 2006, between Mercantile Bankshares Corporation and Mercantile-Safe Deposit and Trust Company. | ||
3