SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G/A
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b),
(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. 1)*
TheraSense, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
883381105
--------------------------------------------------------------------------------
(CUSIP Number)
December 31, 2004
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 18 Pages
Exhibit Index on Page 15
------------------------------- ------------------- ----------------------------
CUSIP NO. 883381105 13 G Page 2 of 18 Pages
------------------------------- ------------------- ----------------------------
------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Delphi Ventures III, L.P.
Tax ID Number:
------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [X]
------------ -------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
------------------------------------ -------- ----------------------------------
NUMBER OF
SHARES 5 SOLE VOTING POWER
BENEFICIALLY -0-
OWNED BY EACH
REPORTING
PERSON
WITH -------- ----------------------------------
6 SHARED VOTING POWER
-0-
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
-0-
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
-0-
------------ -------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON -0-
------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES [ ]
------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
------------ -------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
PN
------------ -------------------------------------------------------------------
------------------------------- ------------------- ----------------------------
CUSIP NO. 883381105 13 G Page 3 of 18 Pages
------------------------------- ------------------- ----------------------------
------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Delphi BioInvestments III, L.P.
Tax ID Number:
------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [X]
------------ -------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
------------------------------------ -------- ----------------------------------
NUMBER OF
SHARES 5 SOLE VOTING POWER
BENEFICIALLY -0-
OWNED BY EACH
REPORTING
PERSON
WITH -------- ----------------------------------
6 SHARED VOTING POWER
-0-
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
-0-
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
-0-
------------ -------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON -0-
------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES [ ]
------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
------------ -------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
PN
------------ -------------------------------------------------------------------
------------------------------- ------------------- ----------------------------
CUSIP NO. 883381105 13 G Page 4 of 18 Pages
------------------------------- ------------------- ----------------------------
------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Delphi Ventures IV, L.P.
Tax ID Number:
------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [X]
------------ -------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
------------------------------------ -------- ----------------------------------
NUMBER OF
SHARES 5 SOLE VOTING POWER
BENEFICIALLY -0-
OWNED BY EACH
REPORTING
PERSON
WITH -------- ----------------------------------
6 SHARED VOTING POWER
-0-
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
-0-
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
-0-
------------------------------------ -------- ----------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON -0-
------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES [ ]
------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
------------ -------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
PN
------------ -------------------------------------------------------------------
------------------------------- ------------------- ----------------------------
CUSIP NO. 883381105 13 G Page 5 of 18 Pages
------------------------------- ------------------- ----------------------------
------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Delphi BioInvestments IV, L.P.
Tax ID Number:
------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [X]
------------ -------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
------------------------------------ -------- ----------------------------------
NUMBER OF
SHARES 5 SOLE VOTING POWER
BENEFICIALLY -0-
OWNED BY EACH
REPORTING
PERSON
WITH -------- ----------------------------------
6 SHARED VOTING POWER
-0-
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
-0-
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
-0-
------------ -------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON -0-
------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES [ ]
------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
------------ -------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
PN
------------ -------------------------------------------------------------------
------------------------------- ------------------- ----------------------------
CUSIP NO. 883381105 13 G Page 6 of 18 Pages
------------------------------- ------------------- ----------------------------
------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Delphi Management Partners III, L.L.C.
Tax ID Number:
------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [X]
------------ -------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
------------------------------------ -------- ----------------------------------
NUMBER OF
SHARES 5 SOLE VOTING POWER
BENEFICIALLY -0-
OWNED BY EACH
REPORTING
PERSON
WITH -------- ----------------------------------
6 SHARED VOTING POWER
-0-
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
-0-
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
-0-
------------ -------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON -0-
------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES [ ]
------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
------------ -------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
OO
------------ -------------------------------------------------------------------
------------------------------- ------------------- ----------------------------
CUSIP NO. 883381105 13 G Page 7 of 18 Pages
------------------------------- ------------------- ----------------------------
------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Delphi Management Partners IV, L.L.C.
Tax ID Number:
------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [X]
------------ -------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
------------ -------------------------------------------------------------------
NUMBER OF
SHARES 5 SOLE VOTING POWER
BENEFICIALLY -0-
OWNED BY EACH
REPORTING
PERSON
WITH -------- ----------------------------------
6 SHARED VOTING POWER
-0-
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
-0-
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
-0-
------------ -------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON -0-
------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES [ ]
------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
------------ -------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
OO
------------ -------------------------------------------------------------------
------------------------------- ------------------- ----------------------------
CUSIP NO. 883381105 13 G Page 8 of 18 Pages
------------------------------- ------------------- ----------------------------
------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James J. Bochnowski
Tax ID Number:
------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [X]
------------ -------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
------------ -------------------------------------------------------------------
NUMBER OF
SHARES 5 SOLE VOTING POWER
BENEFICIALLY -0-
OWNED BY EACH
REPORTING
PERSON
WITH -------- ----------------------------------
6 SHARED VOTING POWER
-0-
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
-0-
-------- ----------------------------------
8 -0-
------------------------------------ -------- ----------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON -0-
------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES [ ]
------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
------------ -------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
------------ -------------------------------------------------------------------
------------------------------- ------------------- ----------------------------
CUSIP NO. 883381105 13 G Page 9 of 18 Pages
------------------------------- ------------------- ----------------------------
------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
David L. Douglass
Tax ID Number:
------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [X]
------------ -------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
------------------------------------ -------- ----------------------------------
NUMBER OF
SHARES 5 SOLE VOTING POWER
BENEFICIALLY -0-
OWNED BY EACH
REPORTING
PERSON
WITH -------- ----------------------------------
6 SHARED VOTING POWER
-0-
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
-0-
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
-0-
------------ -------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON -0-
------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES [ ]
------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
------------ -------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
------------ -------------------------------------------------------------------
------------------------------- ------------------- ----------------------------
CUSIP NO. 883381105 13 G Page 10 of 18 Pages
------------------------------- ------------------- ----------------------------
------------ -------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Donald J. Lothrop
Tax ID Number:
------------ -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [X]
------------ -------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
------------ -------------------------------------------------------------------
NUMBER OF
SHARES 5 SOLE VOTING POWER
BENEFICIALLY -0-
OWNED BY EACH
REPORTING
PERSON
WITH -------- ----------------------------------
6 SHARED VOTING POWER
-0-
-------- ----------------------------------
7 SOLE DISPOSITIVE POWER
-0-
-------- ----------------------------------
8 SHARED DISPOSITIVE POWER
-0-
------------------------------------ -------- ----------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON -0-
------------ -------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES [ ]
------------ -------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.0%
------------ -------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
------------ -------------------------------------------------------------------
Page 11 of 18 Pages
This statement amends the Statement on Schedule 13G previously filed by
Delphi Ventures III, L.P., Delphi BioInvestments III, L.P., Delphi Management
Partners III, L.L.C., Delphi Ventures IV, L.P., Delphi BioInvestments IV, L.P.,
Delphi Management Partners IV, L.L.C., James J. Bochnowski, David L. Douglass
and Donald J. Lothrop. The foregoing entities and individuals are collectively
referred to as the "Reporting Persons." Only those items as to which there has
been a change are included in this Amendment No. 1.
ITEM 4. OWNERSHIP:
----------
Please see Item 5.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
---------------------------------------------
If this statement is being filed to report the fact that as of
the date hereof the Reporting Person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following: [X] Yes
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
---------------------------------------------------------------
Please see Item 5.
Page 12 of 18 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 11, 2005
DELPHI VENTURES III, L.P., a Delaware
Limited Partnership
By: Delphi Management Partners III, L.L.C.,
a Delaware Limited Liability Company
Its General Partner
By: /s/ James J. Bochnowski
--------------------------------------
James J. Bochnowski, Member
DELPHI BIOINVESTMENTS III, L.P., a Delaware
Limited Partnership
By: Delphi Management Partners III, L.L.C.,
a Delaware Limited Liability Company
Its General Partner
By: /s/ James J. Bochnowski
--------------------------------------
James J. Bochnowski, Member
DELPHI MANAGEMENT PARTNERS III, L.L.C.,
a Delaware Limited Liability Company
By: /s/ James J. Bochnowski
--------------------------------------
James J. Bochnowski, Member
Page 13 of 18 Pages
DELPHI VENTURES IV, L.P., a Delaware
Limited Partnership
By: Delphi Management Partners IV, L.L.C.,
a Delaware Limited Liability Company
Its General Partner
By: /s/ James J. Bochnowski
--------------------------------------
James J. Bochnowski, Member
DELPHI BIOINVESTMENTS IV, L.P., a Delaware
Limited Partnership
By: Delphi Management Partners IV, L.L.C.,
a Delaware Limited Liability Company
Its General Partner
By: /s/ James J. Bochnowski
--------------------------------------
James J. Bochnowski, Member
DELPHI MANAGEMENT PARTNERS IV, L.L.C.,
a Delaware Limited Liability Company
By: /s/ James J. Bochnowski
--------------------------------------
James J. Bochnowski, Member
Page 14 of 18 Pages
JAMES J. BOCHNOWSKI
By: /s/ James J. Bochnowski
--------------------------------------
James J. Bochnowski
DAVID L. DOUGLASS
By: /s/ David L. Douglass
--------------------------------------
David L. Douglass
DONALD J. LOTHROP
By: /s/ David L. Douglass
--------------------------------------
David L. Douglass
Page 15 of 18 Pages
EXHIBIT INDEX
Found on
Sequentially
Exhibit Numbered Page
------- -------------
Exhibit A: Agreement of Joint Filing 16
Page 16 of 18 Pages
EXHIBIT A
Agreement of Joint Filing
The undersigned hereby agree that a single Schedule 13G (or any
amendment thereto) relating to the Common Stock of TheraSense, Inc. shall be
filed on behalf of each of the undersigned and that this Agreement shall be
filed as an exhibit to such Schedule 13G.
Date: February 11, 2005
February 11, 2005 DELPHI MANAGEMENT PARTNERS III, L.L.C.,
a Delaware Limited Liability Company
By: /s/ James J. Bochnowski
---------------------------------------
James J. Bochnowski, Member
February 11, 2005 DELPHI VENTURES III, L.P.,
a Delaware Limited Partnership
By: Delphi Management Partners III, L.L.C.,
a Delaware Limited Liability Company
Its General Partner
By: /s/ James J. Bochnowski
---------------------------------------
James J. Bochnowski, Member
February 11, 2005 DELPHI BIOINVESTMENTS III, L.P.,
a Delaware Limited Partnership
By: Delphi Management Partners III, L.L.C.,
a Delaware Limited Liability Company
Its General Partner
By: /s/ James J. Bochnowski
---------------------------------------
James J. Bochnowski, Member
Page 17 of 18 Pages
February 11, 2005 DELPHI MANAGEMENT PARTNERS IV, L.L.C.,
a Delaware Limited Liability Company
By: /s/ James J. Bochnowski
---------------------------------------
James J. Bochnowski, Member
February 11, 2005 DELPHI VENTURES IV, L.P.,
a Delaware Limited Partnership
By: Delphi Management Partners IV, L.L.C.,
a Delaware Limited Liability Company
Its General Partner
By: /s/ James J. Bochnowski
---------------------------------------
James J. Bochnowski, Member
February 11, 2005 DELPHI BIOINVESTMENTS IV, L.P.,
a Delaware Limited Partnership
By: Delphi Management Partners IV, L.L.C.,
a Delaware Limited Liability Company
Its General Partner
By: /s/ James J. Bochnowski
---------------------------------------
James J. Bochnowski, Member
Page 18 of 18 Pages
February 11, 2005
By: /s/ James J. Bochnowski
------------------------------------
James J. Bochnowski
February 11, 2005
By: /s/ David L. Douglass
------------------------------------
David L. Douglass
February 11, 2005
By: /s/ Donald J. Lothrop
------------------------------------
Donald J. Lothrop