UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Chen Tian Qiao 8 STEVENS ROAD SINGAPORE, U0 257819 |
 |  X |  |  |
Shanda Media LTD 8 STEVENS ROAD SINGAPORE, U0 257819 |
 |  X |  |  |
Shanda Investment Group Ltd 8 STEVENS ROAD SINGAPORE, U0 257819 |
 |  X |  |  |
Shanda Technology Overseas Capital Co. 8 STEVENS ROAD SINGAPORE, U0 257819 |
 |  X |  |  |
Shanda Asset Management Investment Ltd 8 STEVENS ROAD SINGAPORE, U0 257819 |
 |  X |  |  |
/s/ Tianqiao Chen | 01/20/2017 | |
**Signature of Reporting Person | Date | |
/s/ Tianqiao Chen, Director of Shanda Media Limited | 01/20/2017 | |
**Signature of Reporting Person | Date | |
/s/ Tianqiao Chen, Director of Shanda Investment Group Limited | 01/20/2017 | |
**Signature of Reporting Person | Date | |
/s/ Tianqiao Chen, Director of Shanda Technology Overseas Capital Company Limited | 01/20/2017 | |
**Signature of Reporting Person | Date | |
/s/ Tianqiao Chen, Director of Shanda Asset Management Investment Limited | 01/20/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The securities disclosed in this Form 3 are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen holds 100% of the outstanding and issued shares of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Investment Limited may be deemed to be the beneficial owners of such securities. |