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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Units (1) | (1) | 01/02/2008 | A | 180.0288 | (1) | (1) | Common Stock | 180.0288 | $ 62.49 | 14,221.9366 (4) | D | ||||
Option (2) | $ 51.125 | 11/14/2000 | 11/14/2010 | Common Stock | 2,000 | 2,000 | D | ||||||||
Option (2) | $ 64.57 | 11/13/2001 | 11/13/2011 | Common Stock | 2,000 | 2,000 | D | ||||||||
Option (2) | $ 54.28 | 02/11/2003 | 02/11/2013 | Common Stock | 2,000 | 2,000 | D | ||||||||
Phantom Stock (3) | (3) | (3) | (3) | Common Stock | 5,180.1223 | 5,180.1223 (4) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PRINCE LARRY L 2999 CIRCLE 75 PARKWAY ATLANTA, GA 30339 |
X |
David A. Wisniewski, Attorney-in-Fact for Larry L. Prince | 01/04/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The phantom stock units were accrued under the SunTrust Banks, Inc. Directors Deferred Compensation Plan and are to be settled upon the reporting person's retirement. Directors fees are deferred into this plan and are accounted for as if invested in SunTrust common stock. These phantom stock units convert to common stock on a one-for-one basis. |
(2) | Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan. |
(3) | Restricted stock units granted under the SunTrust Banks, Inc. 2004 Stock Plan. Payments commence following the reporting person's departure from the Board of Directors of SunTrust Banks, Inc. These securities convert to common stock on a one-for-one basis. |
(4) | Includes additional shares acquired as a result of reinvestment of dividends since the reporting person's last filing. |