UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | 10/17/2003(1) | 10/17/2012 | Common Stock | 4,500 | $ 6.3 | D | Â |
Non-Qualified Stock Option (right to buy) | 04/29/2000(2) | 04/29/2009 | Common Stock | 6,600 | $ 6.375 | D | Â |
Non-Qualified Stock Option (right to buy) | 07/28/1999(3) | 07/28/2008 | Common Stock | 4,400 | $ 6.5 | D | Â |
Non-Qualified Stock Option (right to buy) | 02/11/2004(4) | 02/11/2013 | Common Stock | 2,200 | $ 6.545 | D | Â |
Non-Qualified Stock Option (right to buy) | 06/29/1999(5) | 06/29/2008 | Common Stock | 4,100 | $ 6.9375 | D | Â |
Non-Qualified Stock Option (right to buy) | 01/21/2000(6) | 01/21/2009 | Common Stock | 1,500 | $ 7.531 | D | Â |
Non-Qualified Stock Option (right to buy) | 08/06/2003(7) | 08/06/2012 | Common Stock | 3,000 | $ 8.025 | D | Â |
Non-Qualified Stock Option (right to buy) | 04/15/2004(8) | 04/15/2013 | Common Stock | 2,200 | $ 8.375 | D | Â |
Non-Qualified Stock Option (right to buy) | 07/15/2004(9) | 07/15/2009 | Common Stock | 19,800 | $ 11.625 | D | Â |
Non-Qualified Stock Option (right to buy) | 04/17/2002(10) | 04/17/2011 | Common Stock | 11,000 | $ 12.975 | D | Â |
Non-Qualified Stock Option (right to buy) | 06/19/2002(11) | 06/19/2011 | Common Stock | 8,000 | $ 13.875 | D | Â |
Non-Qualified Stock Option (right to buy) | 08/18/2000(12) | 08/18/2009 | Common Stock | 30,000 | $ 14.9375 | D | Â |
Non-Qualified Stock Option (right to buy) | 04/16/2003(13) | 04/16/2012 | Common Stock | 12,000 | $ 17.1 | D | Â |
Non-Qualified Stock Option (right to buy) | 07/13/2005(14) | 07/13/2010 | Common Stock | 22,500 | $ 19.1 | D | Â |
Non-Qualified Stock Option (right to buy) | 01/27/2005(15) | 01/27/2010 | Common Stock | 5,320 | $ 19.15 | D | Â |
Non-Qualified Stock Option (right to buy) | 04/19/2001(16) | 04/19/2010 | Common Stock | 10,000 | $ 29.9375 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Samath Jamie STOCK ADMINISTRATION, MAIL STOP C1-640 2900 SEMICONDUCTOR DR. SANTA CLARA, CA 95051 |
 |  |  Corporate Controller |  |
By: Susan Schmidt, Attorney-in-Fact For: Jamie Samath | 06/15/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The stock option became exercisable in four equal annual installments beginning on October 17, 2003. |
(2) | The stock option became exercisable in four equal annual installments beginning on April 29, 2000. |
(3) | The stock option became exercisable in four equal annual installments beginning on July 28, 1999. |
(4) | The stock option became exercisable in four equal annual installments beginning on February 11, 2004. |
(5) | The stock option became exercisable in four equal annual installments beginning on June 29, 1999. |
(6) | The stock option became exercisable in four equal annual installments beginning on January 21, 2000. |
(7) | The stock option became exercisable in four equal annual installments beginning on August 6, 2003. |
(8) | The stock option became exercisable in four equal annual installments beginning on April 15, 2004. |
(9) | The stock option became exercisable 25% on July 15, 2004, and then 1/48th per month for the following 36 months. |
(10) | The stock option became exercisable in four equal annual installments beginning on April 17, 2002. |
(11) | The stock option became exercisable in four equal annual installments beginning on June 19, 2002. |
(12) | The stock option became exercisable in four equal annual installments beginning on August 18, 2000. |
(13) | The stock option became exercisable in four equal annual installments beginning on April 16, 2003. |
(14) | The stock option becomes exercisable 25% on July 13, 2005 and then 1/48th per month for the following 36 months. |
(15) | The stock option became exercisable 25% on January 27, 2005 and then 1/48th per month for the following 36 months. |
(16) | The stock option became exercisable in four equal annual installments beginning on April 19, 2001. |
 Remarks: The nature of the indirect beneficial ownership shown in item 4 on Table 1 is shares allocated and held by the Profit Sharing Plan in the Company's Retirement and Savings Program.  As of June 13, 2005, based on unitized valuations provided by the Plan Trustee, 6,015.1832 shares allocated to Mr. Samath's account were fully vested. Shares are contributed to the Plan by the Company and are exempt under Rule 16b-3(c).  Share amounts will vary based on unitized values provided by the Plan Trustee.  The Company has ceased to make contributions of NSC stock to the Profit Sharing Plan. |