UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
File No. 70-9937
REPORT PERIOD
September 30, 2001 to December 31, 2001
In the matter of:
AMERICAN ELECTRIC POWER, INC., ET AL
American Electric Power Company, Inc. ("AEP") and Central and South
West Corporation ("CSW") hereby certify on behalf of themselves and Central
Power and Light Company ("CPL"), Public Service Company of Oklahoma ("PSO"),
Southwestern Electric Power Company ("SWEPCO"), West Texas Utilities Company
("WTU"), and Central and South West Services, Inc. ("CSWS"), AEP Generating
Company ("AEPGCO"), Columbus Southern Power Company ("CSPCO"), Indiana Michigan
Power Company ("IMPCO"), Kentucky Power Company ("KPCO"), Kingsport Power
Company ("KGPCO"), Ohio Power Company ("OPCO"), American Electric Power Service
Corporation ("AEPSC"), Cedar Coal Company ("CEDAR"), Central Coal Company
("CCCO"), Conesville Coal Preparation Company ("CONESVILLE"), and Southern Ohio
Coal Company ("SOCCO"), hereby files the information attached pursuant to the
Order of the SEC dated October 26, 2001 in this file:
Said transactions have been carried out in accordance with the terms
and conditions of, and for the purpose represented in, the Form U-1
Application-Declaration, as amended, of CSW, et al, in File Nos. 70-8557 and
70-9937, and in accordance with the terms and conditions of the Commission's
order dated October 26, 2001, permitting said Application-Declaration to become
effective.
DATED: January 30, 2001
AEP GENERATING COMPANY
AMERICAN ELECTRIC POWER SERVICE
CORPORATION CEDAR COAL COMPANY CENTRAL
COAL COMPANY CENTRAL AND SOUTH WEST
SERVICES, INC. CENTRAL POWER AND LIGHT
COMPANY COLUMBUS SOUTHERN POWER COMPANY
CONESVILLE COAL PREPARATION COMPANY
INDIANA MICHIGAN POWER COMPANY KENTUCKY
POWER COMPANY KINGSPORT POWER COMPANY
OHIO POWER COMPANY PUBLIC SERVICE COMPANY
OF OKLAHOMA SOUTHERN OHIO COAL COMPANY
SOUTHWESTERN ELECTRIC POWER COMPANY WEST
TEXAS UTILITIES COMPANY
BY: AMERICAN ELECTRIC POWER COMPANY, INC.
CENTRAL AND SOUTH WEST CORPORATION
BY: /s/ Armando A. Pena
---------------------------------
Treasurer
AMERICAN ELECTRIC POWER COMPANY, INC., et al.
QUARTERLY REPORT PER REQUIREMENTS
OF HOLDING COMPANY ACT RELEASE NO. 27457
FILE NO. 70-9937 (Supersedes File No. 70-8557)*
FOR THE QUARTER ENDED DECEMBER 31, 2001
Contents
Page
Aggregate Amount of Funds Provided to the Money Pool 1
Aggregate Amount of Funds Received from Money Pool 1
Balance Advanced to or from the Money Pool
as of the End of the Period 1
Average Interest Rate for the Money Pool over the Period 1
Aggregate Amount of Outside Borrowings and Repayments
During the Period for Each Source of Outside Borrowings 2
Amount Outstanding at the End of the Period
for Each Source of Outside Borrowings 2
Detailed Listing of Commercial Paper Outstanding
by Dealer at the End of the Period 3
*Short-term borrowings by all AEP Companies which participate in the Money Pool
pursuant to authority granted in File No. 70-8557 will now be reported in this
file.
Page 1
1. Money Pool Internal Short-term Borrowings for the Quarter Ended
December 31, 2001:
Balance Advanced
to or (From) the
Funds Provided Funds Received Money Pool As of The
Applicants to Money Pool From Money Pool End of The Period
---------- -------------- --------------- --------------------
(000) (000) (000)
AEP Gen Co. $ 57,514 $ (89,563) $ (32,049)
AEP Service Corp. 904,859 (882,755) 22,104
Appalachian Power Co. 115,164 (418,413) (303,249)
Cedar Coal Co. 6,422 (1,278) 5,144
Central App. Coal Co. 1,827 (14) 1,813
South App. Coal Co. 4,393 (194) 4,199
West Virginia Power Co. 257 (3) 254
Central and South West - - -
Central Power & Light 237,089 (591,366) (354,277)
Public Service Co. of Okla 87,752 (210,839) (123,087)
Southwestern Electric Pwr Co.146,156 (269,765) (123,609)
West Texas utilities Co. 79,350 (129,798) (50,448)
Columbus Southern Power Co. 169,768 (352,426) (182,658)
Coloment, Inc. 206 (138) 68
Conesville Coal Prep Co. 3,606 (2,652) 954
Simco Inc. 282 (38) 244
Franklin Real Estate Co. 586 (281) 305
Indiana Franklin Realty 203 (184) 19
Indiana & Michigan Power Co. 662,406 (623,984) 38,422
Blackhawk Coal Co. 8,608 (725) 7,883
Kentucky Power Co. 48,178 (114,380) (66,202)
Kingsport Power Co. 19,185 (25,101) (5,916)
Ohio Power Co. 260,227 (559,192) (298,965)
Central Coal Co. 476 (183) 293
Wheeling Power Co. 16,216 (21,786) (5,570)
---------- ------------- -------------
Total $2,830,730 $ (4,295,058) $ (1,464,328)
========== ============= =============
2. The average interest rate for the Money Pool for the quarter ended
December 31, 2001 is 3.5437%.
Page 2
3. Money Pool External Short-term Borrowings for the quarter ended
December 31, 2001:
Source of Funds Outside Borrowings Repayments Amount Outstanding
During the Period During the at the End of
Period Period
----------------- ---------- ------------------
(000) (000) (000)
FNBC/Bank One $1,917,278 $1,914,867 $ 420,563
Goldman Sachs 2,522,830 2,519,975 598,207
Lehman Brothers 1,229,656 1,225,246 1,434,550
Merrill Lynch 1,656,980 1,653,972 492,984
Toronto Dominion 455,900 435,900 90,000
---------- ---------- ----------
Total $7,782,644 $7,749,960 $3,036,304
========== ========== ==========
Page 3
4. Detailed listing of Commercial Paper Outstanding by Dealer for the
quarter ended December 31, 2001:
Dealer Amount Outstanding
(000)
FNBC/Bank One (Schedule A) $ 420,563
Goldman Sachs (Schedule B) 598,207
Lehman Brothers (Schedule C) 1,434,550
Merrill Lynch (Schedule D) 492,984
----------
Total Commercial Paper $2,946,304
Toronto Dominion - Loan Participations 90,000
----------
(Schedule E)
Total Short-term Debt $3,036,304
==========
DEBT OUTSTANDING
----------------
AS OF: 12/31/01
ISSUER/
TRANS ISSUE MATURITY
NUMBER DATE PAR DATE
------ ----- --- --------
FNBC/BANK ONE
Schedule A
007222 12/31/01 25,000,000.00 01/02/02
007225 12/31/01 12,400,000.00 01/02/02
007221 12/31/01 25,000,000.00 01/02/02
007220 12/31/01 25,000,000.00 01/03/02
007219 12/31/01 35,000,000.00 01/03/02
007129 12/10/01 50,000,000.00 01/07/02
007106 12/05/01 35,000,000.00 01/07/02
006811 08/21/01 10,000,000.00 01/09/02
007110 12/06/01 1,011,000.00 01/09/02
007139 12/13/01 4,000,000.00 01/14/02
007109 12/06/01 4,852,000.00 01/16/02
007149 12/14/01 2,000,000.00 01/16/02
007150 12/14/01 44,800,000.00 01/17/02
006810 08/21/01 25,000,000.00 01/18/02
006841 09/20/01 10,000,000.00 01/22/02
006991 11/01/01 500,000.00 01/25/02
007113 12/07/01 1,000,000.00 02/08/02
007009 11/07/01 25,000,000.00 02/08/02
006812 08/28/01 2,000,000.00 02/13/02
007180 12/19/01 8,000,000.00 02/28/02
006929 10/18/01 35,000,000.00 02/28/02
006899 10/11/01 20,000,000.00 04/09/02
006903 10/11/01 20,000,000.00 06/25/02
-------------
TOTAL US 420,563,000.00
GOLDMAN SACHS
Schedule B
007223 12/31/01 17,550,000.00 01/02/02
007215 12/31/01 13,000,000.00 01/02/02
007217 12/31/01 27,000,000.00 01/02/02
007216 12/31/01 10,000,000.00 01/02/02
007226 12/31/01 6,500,000.00 01/02/02
006888 10/09/01 10,000,000.00 01/07/02
007208 12/28/01 1,216,000.00 01/08/02
007204 12/27/01 11,850,000.00 01/08/02
007205 12/27/01 7,000,000.00 01/08/02
007206 12/27/01 20,000,000.00 01/08/02
007027 11/15/01 50,000,000.00 01/11/02
007028 11/15/01 25,000,000.00 01/11/02
007100 12/04/01 19,600,000.00 01/14/02
007137 12/13/01 15,916,000.00 01/16/02
007170 12/18/01 1,750,000.00 01/16/02
007136 12/13/01 30,200,000.00 01/17/02
007104 12/05/01 1,500,000.00 01/17/02
007143 12/14/01 3,800,000.00 01/17/02
007093 12/04/01 5,160,000.00 01/18/02
007124 12/10/01 48,940,000.00 01/23/02
007123 12/10/01 1,060,000.00 01/23/02
006851 09/26/01 50,000,000.00 01/24/02
006850 09/26/01 50,000,000.00 01/24/02
007010 11/07/01 4,405,000.00 01/25/02
006858 10/01/01 15,000,000.00 01/30/02
007138 12/13/01 1,860,000.00 02/12/02
006952 10/25/01 3,000,000.00 02/14/02
007141 12/14/01 1,300,000.00 02/15/02
007146 12/14/01 1,400,000.00 02/15/02
007144 12/14/01 1,000,000.00 02/20/02
007156 12/17/01 1,500,000.00 02/25/02
007182 12/20/01 1,200,000.00 02/28/02
006969 10/31/01 45,000,000.00 03/05/02
006900 10/11/01 50,000,000.00 04/09/02
006901 10/11/01 10,500,000.00 04/09/02
006914 10/15/01 15,000,000.00 04/15/02
006930 10/19/01 20,000,000.00 04/19/02
--------------
TOTAL US 598,207,000.00
LEHMAN BROTHERS
Schedule C
007015 11/08/01 25,000,000.00 01/08/02
007108 12/06/01 10,000,000.00 01/14/02
007142 12/14/01 45,000,000.00 01/17/02
006950 10/25/01 25,000,000.00 01/22/02
007114 12/07/01 50,000,000.00 01/22/02
007043 11/19/01 25,000,000.00 01/22/02
007117 12/07/01 25,000,000.00 01/22/02
007029 11/15/01 15,000,000.00 01/22/02
007116 12/07/01 50,000,000.00 01/22/02
007115 12/07/01 50,000,000.00 01/22/02
006853 09/26/01 50,000,000.00 01/24/02
006854 09/26/01 50,000,000.00 01/24/02
007035 11/16/01 750,000.00 01/28/02
007174 12/19/01 10,000,000.00 02/01/02
007071 11/21/01 5,000,000.00 02/01/02
007070 11/21/01 5,000,000.00 02/07/02
006804 08/13/01 50,000,000.00 02/13/02
006803 08/13/01 50,000,000.00 02/13/02
006802 08/13/01 50,000,000.00 02/13/02
006799 08/13/01 50,000,000.00 02/13/02
006801 08/13/01 50,000,000.00 02/13/02
006800 08/13/01 50,000,000.00 02/13/02
007176 12/19/01 1,000,000.00 02/20/02
007203 12/26/01 35,000,000.00 02/21/02
006793 08/09/01 50,000,000.00 02/27/02
006807 08/14/01 50,000,000.00 02/27/02
006798 08/09/01 50,000,000.00 02/27/02
006806 08/14/01 50,000,000.00 02/27/02
006797 08/09/01 50,000,000.00 02/27/02
006805 08/14/01 50,000,000.00 02/27/02
006796 08/09/01 50,000,000.00 02/27/02
006794 08/09/01 50,000,000.00 02/27/02
006808 08/14/01 50,000,000.00 02/27/02
006795 08/09/01 50,000,000.00 02/27/02
007016 11/08/01 37,800,000.00 03/18/02
007085 11/27/01 20,000,000.00 03/18/02
007089 11/28/01 50,000,000.00 03/28/02
007088 11/28/01 50,000,000.00 03/28/02
-------------
TOTAL US 1,434,550,000.00
MERRILL LYNCH
Schedule D
007218 12/31/01 25,000,000.00 01/02/02
007224 12/31/01 25,000,000.00 01/02/02
007017 11/09/01 676,000.00 01/03/02
006890 10/09/01 20,640,000.00 01/07/02
006992 11/01/01 1,000,000.00 01/07/02
007019 11/13/01 50,000,000.00 01/09/02
007195 12/21/01 11,820,000.00 01/10/02
007084 11/27/01 24,500,000.00 01/11/02
007184 12/20/01 25,000,000.00 01/14/02
007196 12/21/01 15,000,000.00 01/14/02
007140 12/13/01 30,143,000.00 01/15/02
007118 12/07/01 324,000.00 01/15/02
007099 12/04/01 40,250,000.00 01/18/02
007011 11/07/01 15,000,000.00 01/22/02
006864 10/01/01 2,000,000.00 01/22/02
006965 10/26/01 12,600,000.00 01/24/02
007166 12/18/01 3,750,000.00 01/28/02
006891 10/09/01 1,000,000.00 01/28/02
007127 12/10/01 50,000,000.00 01/28/02
007012 11/07/01 1,000,000.00 01/30/02
007018 11/09/01 9,000,000.00 01/31/02
007007 11/06/01 2,000,000.00 02/04/02
007200 12/26/01 760,000.00 02/08/02
006948 10/23/01 1,250,000.00 02/08/02
007128 12/10/01 2,000,000.00 02/08/02
007008 11/06/01 7,000,000.00 02/15/02
006995 11/02/01 250,000.00 02/15/02
007119 12/07/01 3,000,000.00 02/20/02
007197 12/21/01 3,500,000.00 02/22/02
006966 10/26/01 2,000,000.00 02/25/02
007153 12/14/01 500,000.00 02/25/02
006908 10/10/01 1,011,000.00 02/27/02
006934 10/19/01 3,000,000.00 02/28/02
006911 10/11/01 1,000,000.00 02/28/02
006915 10/12/01 3,000,000.00 03/01/02
007167 12/18/01 20,000,000.00 03/01/02
007185 12/20/01 12,600,000.00 03/01/02
006916 10/15/01 1,500,000.00 03/01/02
006956 10/25/01 5,100,000.00 03/01/02
006925 10/16/01 3,610,000.00 03/05/02
007165 12/18/01 32,200,000.00 03/18/02
006898 10/11/01 4,000,000.00 04/09/02
006902 10/11/01 20,000,000.00 07/02/02
--------------
TOTAL US 492,984,000.00
GRAND TOTAL
COMMERCIAL PAPER 2,946,304,000.00
LOAN PARTICIPATIONS:
-------------------
TORONTO DOMINION
Schedule E
006577 12/31/01 50,000,000.00 01/04/02
006383 11/14/01 10,000,000.00 01/14/02
006320 10/26/01 30,000,000.00 02/07/02
-------------
GRAND TOTAL LOAN
PARTICIPATIONS 90,000,000.00
-------------
GRAND TOTAL US 3,036,304,000.00
================