1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(1)
|
09/15/2021 |
Common Stock
|
61,220
|
$
1.48
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
10/03/2021 |
Common Stock
|
9,780
|
$
1.48
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(3)
|
03/19/2022 |
Common Stock
|
75,000
|
$
1.81
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
03/05/2020 |
Common Stock
|
45,000
|
$
8.54
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
03/03/2021 |
Common Stock
|
60,000
|
$
6.8
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(6)
|
03/11/2022 |
Common Stock
|
75,000
|
$
4.47
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The options originally for a total of 65,220 shares vested and became exercisable in four equal annual installments beginning on September 15, 2012. |
(2) |
The options vested and became exercisable in four equal annual installments beginning on September 15, 2012. |
(3) |
The options vest in four equal annual installments, and are exercisable once vested. The first installment became exercisable on March 19, 2013, the second installment became exercisable on March 19, 2014, the third installment became exercisable on March 19, 2015, and the fourth installment vests on March 19, 2016. |
(4) |
The options vest in four equal annual installments, and are exercisable once vested. The first installment became exercisable on March 5, 2014, the second installment became exercisable on March 5, 2015, the third installment vests on March 5, 2016, and the fourth installment vests on March 5, 2017. |
(5) |
The options vest in four equal annual installments, and are exercisable once vested. The first installment became exercisable on March 3, 2015, the second installment vests on March 3, 2016, the third installment vests on March 3, 2017, and the fourth installment vests on March 3, 2018. |
(6) |
The options vest in four equal annual installments beginning on March 11, 2016, and are exercisable once vested. |