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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Trinad Capital Master Fund Ltd. 620 N. BEVERLY DRIVE BEVERLY HILLS, CA 90210 |
X | |||
Trinad Management, LLC 4751 WILSHIRE BLVD 3RD FLOOR LOS ANGELES, DE 90010 |
X | |||
Trinad Advisors II, LLC 4751 WILSHIRE BLVD 3RD FLOOR LOS ANGELES, CA 90010 |
X | |||
Trinad Capital L.P. 4751 WILSHIRE BLVD 3RD FLOOR LOS ANGELES, CA 90010 |
X | |||
ELLIN ROBERT S 4751 WILSHIRE BLVD 3RD FLOOR LOS ANGELES, CA 90010 |
X |
/s/ Robert S. Ellin | 07/15/2014 | |
**Signature of Reporting Person | Date | |
/s/ Robert S. Ellin | 07/15/2014 | |
**Signature of Reporting Person | Date | |
/s/ Robert S. Ellin | 07/15/2014 | |
**Signature of Reporting Person | Date | |
/s/ Robert S. Ellin | 07/15/2014 | |
**Signature of Reporting Person | Date | |
/s/ Robert S. Ellin | 07/15/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported securities are owned directly by Trinad Capital Master Fund Ltd. (the "Fund"). Trinad Management, LLC ("Trinad LLC") is the investment adviser to the Fund and may be deemed to beneficially own the reported securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Trinad Capital L.P. (the "Feeder Fund") and its general partner, Trinad Advisors II, LLC ("Trinad GP"), may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Robert S. Ellin is the Managing Member of Trinad LLC and Trinad GP and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Trinad LLC, Trinad GP, the Feeder Fund and Mr. Ellin (collectively with the Fund, the "Reporting Persons") disclaim beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of their respective pecuniary interest in the securities. |
(2) | The amount of securities specified in Column 5 of Table I in this delinquent Form 4 reflects the number of shares of MOC common stock held by the Reporting Persons following each reported transaction after taking into account the transactions reported in the Form 4 filed on February 28, 2012. Currently, the Reporting Persons own zero (0) shares of MOC common stock. |
(3) | Each of the Reporting Persons disclaims beneficial ownership of the issuer's common stock for purposes of Section 16 of the Exchange Act, except the extent of their respective pecuniary interest in any of the shares. |