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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Incentive Stock Option (right to buy) | $ 5.25 | 02/03/2011 | M | 5,000 | (2) | 10/01/2018 | Common Stock | 5,000 | $ 0 | 16,667 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 5.55 | 02/03/2011 | M | 14,905 | (3) | 10/07/2019 | Common Stock | 14,905 | $ 0 | 12,423 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brennan Gregory L 2901 VIA FORTUNA AUSTIN, TX 78746 |
VP and GM, Apex Precision Pwr |
By: Gregory Scott Thomas, Attorney-in-Fact For: Gregory L. Brennan | 02/07/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sales price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.43 to $23.47. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the Securities and Exchange Commission, upon request. |
(2) | This incentive employee stock option grant was granted to the reporting person on 10/1/2008 and is exercisable on the following 4-year schedule: 25% of the shares vested and became exercisable on 10/1/2009. The remaining 75% of the shares began vesting in 36 equal monthly installments on 11/1/2009. The option will be fully vested and exercisable on 10/1/2012. |
(3) | This non-qualified employee stock option grant and its companion incentive employee stock option grant, together totaling 55,000 options, were granted to the reporting person on 10/7/2009. The options are exercisable according to the following 4-year schedule: on 10/7/2010, 25% of the shares vested and became exercisable. The remaining 75% of the shares began vesting in 36 equal monthly installments on 11/7/2010. The option will be fully vested and exercisable on 10/7/2013. |