92886T201 (CUSIP Number) |
* | The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
CUSIP No. 92886T201 |
1. | NAMES OF REPORTING PERSONS | |||||
Jeffrey A. Citron | ||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |||||
(a) o | ||||||
(b) o | ||||||
3. | SEC USE ONLY | |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
United States of America | ||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. SOLE VOTING POWER | |||||
22,314,406 shares | ||||||
6. SHARED VOTING POWER | ||||||
634,628 shares | ||||||
7. SOLE DISPOSITIVE POWER | ||||||
22,314,406 shares | ||||||
8. SHARED DISPOSITIVE POWER | ||||||
634,628 shares | ||||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
22,949,034 shares | ||||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o | ||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |||||
10.39% (1) | ||||||
12. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |||||
IN |
(1) | Based on 219,000,729 shares of Common Stock outstanding as of December 31, 2016, plus 1,986,250 shares subject to stock options that were exercisable at or within 60 days of December 31, 2016. |
Item 1(a). | Name of Issuer: | |||||||
Vonage Holdings Corp. | ||||||||
Item 1(b). | Address of Issuer's Principal Executive Offices: | |||||||
23 Main Street Holmdel, New Jersey 07733 | ||||||||
Item 2(a). | Name of Person Filing: | |||||||
This statement is filed on behalf of the following person, in accordance with Rule 13d-1(k)(1) under the Act: Jeffrey A. Citron | ||||||||
Item 2(b). | Address of Principal Business Office or, if none, Residence: | |||||||
c/o Vonage Holdings Corp. 23 Main Street Holmdel, New Jersey 07733 | ||||||||
Item 2(c). | Citizenship: | |||||||
United States of America | ||||||||
Item 2(d). | Title of Class of Securities: | |||||||
Common Stock, par value $0.001 per share | ||||||||
Item 2(e). | CUSIP Number: | |||||||
92886T201 | ||||||||
Item 3. | If this statement is filed pursuant to Rule 13d-1(b) or 13(d)-2(b) or (c), check whether the person filing is a: | |||||||
Not applicable. |
Item 4. | Ownership. | ||||||||||
(a) | Amount beneficially owned | 22,949,034 shares | |||||||||
(b) | Percent of class | 10.39% | |||||||||
(c) | Number of shares as to which the person has: | ||||||||||
(i) | Sole power to vote or to direct the vote | 22,314,406 shares (1) | |||||||||
(ii) | Shared power to vote or to direct the vote | 634,628 shares (2) | |||||||||
(iii) | Sole power to dispose or to direct the disposition of | 22,314,406 shares (1) | |||||||||
(iv) | Shared power to dispose or to direct the disposition of | 634,628 shares (2) | |||||||||
(1) Includes the following: | |||||||||||
1,986,250 shares subject to stock options that were exercisable at or within 60 days of December 31, 2016; | |||||||||||
178,959 shares held by KEC Holdings; | |||||||||||
3,751,278 shares held by the Noah A. Citron 2016 Florida Descendant's Trust; and | |||||||||||
3,746,880 shares held by the Kyra E. Citron 2016 Florida Descendant's Trust; | |||||||||||
Mr. Citron has the right to acquire the shares held by each of the two trusts listed above by swapping other assets in exchange for the shares held by the applicable trust. | |||||||||||
(2) Consists of shares held by a charitable organization for which Mr. Citron serves as a director. | |||||||||||
Item 5. | Ownership of Five Percent or Less of a Class. | ||||||||||
Not applicable. | |||||||||||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | ||||||||||
Not applicable. | |||||||||||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | ||||||||||
Not applicable. | |||||||||||
Item 8. | Identification and Classification of Members of the Group. | ||||||||||
Not applicable. | |||||||||||
Item 9. | Notice of Dissolution of Group. | ||||||||||
Not applicable. | |||||||||||
Item 10. | Certifications. | ||||||||||
Not applicable. |
February 13, 2017 |
/s/ Joann Vought, Attorney-in-fact for Jeffrey A. Citron |
Jeffrey A. Citron |