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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Johnston James J. JR 5301 LEGACY DRIVE PLANO, TX 75024 |
Executive Vice President |
Wayne R. Lewis, attorney in fact | 10/30/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares were acquired as the result of the spin off of the Americas Beverages business by Cadbury Schweppes plc, (the "Spin Off") as described in the Reporting Person's Form 4 filed with the SEC on May 9, 2008 (the "Original Filing"). In that Original Filing the Reporting Person reported that he owned 7,810 shares of Common Stock. On January 13, 2011, a Form 5 was filed reporting an additional 500 shares distributed to Reporting Person on the date of Spin Off that were not reported in the Original Filing due to an error made in converting the holdings of these shares. It has been subsequently discovered that an additional 1,433 shares were erroneously not reported in the Original Filing that were transferred into a separate brokerage account at Spin Off. The line item reported in the Original Filing is being corrected to reflect the total number of shares of Common Stock acquired by the Reporting Person at Spin Off. |