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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock | $ 0 (1) | 04/02/2013 | J(1) | 14,797 | (1) | (1) | Common Stock | 14,797 | $ 0 | 29,594 | D | ||||
Restricted Stock | $ 0 (1) | 04/02/2013 | J(1) | 25,894 | (1) | (1) | Common Stock | 25,894 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ELLEN MARTIN M 5301 LEGACY DRIVE PLANO, TX 75024 |
Executive Vice President & CFO |
Martin M. Ellen | 04/04/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock units ("RSUs") reflected in Table II were granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vested on April 1, 2013 and settled on April 2, 2013, with one share being issued for each RSU and the shares issued being reflected in Table I. |
(2) | These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the 14,797 RSUs that vested on April 1, 2013 and settled on April 2, 2013. |
(3) | These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the 25,894 RSUs that vested on April 1, 2013 and settled on April 2, 2013. |
(4) | Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs that vested on April 1, 2013 and settled on April 2, 2013 and are being reported in this Form 4. |
(5) | The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $46.59-$46.79. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(6) | On 4/2/2013 the reporting person transferred 16,134 shares beneficially owned by reporting person to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest. |