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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 | 05/11/2010 | J(1) | 11,829 | (1) | (1) | Common Stock | 11,829 | $ 0 | 11,829 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SANDERS WAYNE R 3811 TURTLE CREEK BLVD., #360 DALLAS, TX 75219 |
X |
Wayne R. Lewis, attorney in fact | 05/12/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares represent restricted stock units ("RSU") granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2008. These RSUs vest in three equal installments on May 7, 2009, May 7, 2010 and May 7, 2011. The shares being reported on this Form 4 are the 11,829 RSUs that vested on May 7, 2010 and settled on May 11, 2010. |
(2) | On each dividend payment date for normal cash dividends on the Company's common stock, the holder of an RSU receives a dividend equivalent payment of additional RSUs equal to: (i) the product of (x) the per-share cash dividend payable with respect to each share of the Company's common stock on that date, multiplied by (y) the total number of RSUs which have not been settled or forfeited as of the record date for such dividend, divided by (ii) the closing price of one share of the Issuer's common stock on the New York Stock Exchange on the dividend payment date. These 112 shares are dividend equivalents payments made with respect to the 11,829 shares being issued with respect to the RSUs that have vested and are being reported on this Form 4. |