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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Baldwin James L. JR 5301 LEGACY DRIVE PLANO, TX 75024 |
Executive Vice President |
James L. Baldwin, Jr. | 03/10/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares represent a part of the award that was granted as a result of the spin off of the Americas Beverages business by Cadbury Schweppes plc, as described in the Issuer's Form 10 filed with the SEC (the "Spin Off"). The share award was converted from the Bonus Share Retention Plan of Cadbury Schweppes plc and granted under the Issuer's Legacy Bonus Share Retention Plan. The share award was available for release on March 4, 2010 and settled on March 8, 2010. |
(2) | These shares represent a part of the award that was granted as a result of the spin off of the Americas Beverages business by Cadbury Schweppes plc, as described in the Issuer's Form 10 filed with the SEC (the "Spin Off"). The share award was converted from the Long Term Incentive Plan of Cadbury Schweppes plc and granted under the Issuer's Legacy Long Term Incentive Plan. The share award was available for release on March 4, 2010 and settled on March 8, 2010. |