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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 09/04/2009 | J | 8,238 (2) | (2) | (2) | Common Stock | 8,238 | $ 0 | 6,549 | D | ||||
Restricted Stock Units | (1) | 09/04/2009 | J | 25,865 (3) | (3) | (3) | Common Stock | 25,865 | $ 0 | 5,292 | D | ||||
Employee Stock Option | $ 25.36 | 09/04/2009 | J | 26,799 (4) | (4) | 12/04/2009 | Common Stock | 26,799 | (4) | 21,308 | D | ||||
Employee Stock Option | $ 13.48 | 09/04/2009 | J | 41,830 | (5) | 12/04/2009 | Common Stock | 41,830 | (5) | 8,559 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gacha Pedro Herran 5301 LEGACY DRIVE PLANO, TX 75024 |
President, Mexico & Carribean |
Pedro Herran Gacha | 09/04/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2008. |
(2) | Reporting person has left the employ of the Issuer and pursuant to the Restricted Stock Unit Agreement between the Issuer and the reporting person and the Employment Agreement between the Issuer and the reporting person, 8,238 of the 14,787 restricted stock units issued on May 7, 2008 have been forfeited. |
(3) | Reporting person has left the employ of the Issuer and pursuant to the Restricted Stock Unit Agreement between the Issuer and the reporting person and the Employment Agreement between the Issuer and the reporting person, 25,865 of the 31,157 restricted stock units issued on March 2, 2009 have been forfeited. |
(4) | Reporting person has left the employ of the Issuer and pursuant to the Nonqualified Stock Option Agreement and the Employment Agreement between the Issuer and the reporting person, 26,799 of the 48,107 stock units issued on May 7, 2008 were forfeited. |
(5) | Reporting person has left the employ of the Issuer and pursuant to the Nonqualified Stock Option Agreement and the Employment Agreement between the Issuer and the reporting person, 41,830 of the 50,389 stock units issued on March 2, 2009 were forfeited. |