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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Preferred Stock | (1) | 11/12/2013(1) | C | 18,320,186 | (1) | (1) | Common Stock | 18,320,186 | $ 0 | 0 | I | See footnote (7) | |||
Series A Preferred Stock | (1) | 11/12/2013(1) | C | 11,755 | (1) | (1) | Common Stock | 11,755 | $ 0 | 0 | I | See footnote (8) | |||
Series B Preferred Stock | (2) | 11/12/2013(2) | C | 315,164 | (2) | (2) | Common Stock | 315,164 | $ 0 | 0 | I | See footnote (8) | |||
Series C Preferred Stock | (3) | 11/12/2013(3) | C | 2,812,757 | (3) | (3) | Common Stock | 2,812,757 | $ 0 | 0 | I | See footnote (7) | |||
Series C Preferred Stock | (3) | 11/12/2013(3) | C | 393,672 | (3) | (3) | Common Stock | 393,672 | $ 0 | 0 | I | See footnote (8) | |||
Series D Preferred Stock | (4) | 11/12/2013(4) | C | 944,459 | (4) | (4) | Common Stock | 944,459 | $ 0 | 0 | I | See footnote (7) | |||
Series D Preferred Stock | (4) | 11/12/2013(4) | C | 1,734,738 | (4) | (4) | Common Stock | 1,734,738 | $ 0 | 0 | I | See footnote (8) | |||
Series E Preferred Stock | (5) | 11/12/2013(5) | C | 3,435,699 | (5) | (5) | Common Stock | 3,435,699 | $ 0 | 0 | I | See footnote (7) | |||
Series E Preferred Stock | (5) | 11/12/2013(5) | C | 1,001,832 | (5) | (5) | Common Stock | 1,001,832 | $ 0 | 0 | I | See footnote (8) | |||
Series G-1 Preferred Stock | (6) | 11/12/2013(6) | C | 8,233,068 | (6) | (6) | Common Stock | 8,233,068 | $ 0 | 0 | I | See footnote (8) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
J.P. Morgan Digital Growth Fund L.P. C/O JP MORGAN INVESTMENT MANAGEMENT INC. 270 PARK AVENUE NEW YORK, NY 10017 |
X |
/s/ Tyler Jayroe, J.P. Morgan Digital Growth Fund L.P., By: J.P. Morgan Investment Management Inc., By: Tyler Jayroe, Executive Director | 11/13/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series A preferred stock were automatically converted on a one-for-one basis to shares of common stock of the Issuer. The Series A preferred stock had no expiration date. |
(2) | Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series B preferred stock were automatically converted on a one-for-one basis to shares of common stock of the Issuer. The Series B preferred stock had no expiration date. |
(3) | Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series C preferred stock were automatically converted on a one-for-one basis to shares of common stock of the Issuer. The Series C preferred stock had no expiration date. |
(4) | Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series D preferred stock were automatically converted on a one-for-one basis to shares of common stock of the Issuer. The Series D preferred stock had no expiration date. |
(5) | Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series E preferred stock were automatically converted on a one-for-one basis to shares of common stock of the Issuer. The Series E preferred stock had no expiration date. |
(6) | Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series G-1 preferred stock were automatically converted on a one-for-one basis to shares of common stock of the Issuer. The Series G-1 preferred stock had no expiration date. |
(7) | Represents shares of common stock held by Institutional Associates Fund, LLC ("IAF"). J.P. Morgan Digital Growth Fund L.P. ("DGF") is the majority member of RTLC, LLC, a member-managed limited liability company. In order to make certain dispositions of its securities, IAF is required to obtain the consent of RTLC, LLC. DGF disclaims pecuniary interest in such shares except to the extent of its economic interest. |
(8) | Represents shares of common stock held by RTLC II, LLC, a member-managed limited liability company. DGF is the majority member of RTLC II, LLC. DGF disclaims pecuniary interest in such shares except to the extent of its economic interest. |