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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 3.11 | 03/18/2008 | M | 93,000 | 01/31/2005 | 01/31/2010 | Common Stock | 93,000 | $ 0 | 3,999,744 | D | ||||
Employee Stock Option (Right to Buy) | $ 3.11 | 03/19/2008 | M | 93,000 | 01/31/2005 | 01/31/2010 | Common Stock | 93,000 | $ 0 | 3,906,744 | D | ||||
Employee Stock Option (Right to Buy) | $ 17.66 | 03/19/2008 | A | 200,000 | (6) | 03/19/2015 | Common Stock | 200,000 | $ 0 | 200,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HUANG JEN HSUN C/O NVIDIA CORPORATION 2701 SAN TOMAS EXPRESSWAY SANTA CLARA, CA 95050 |
X | President and CEO |
/s/ Christine Lillquist, Attorney-in-Fact | 03/20/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 1,445,400 shares transferred on February 6, 2008 by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee. No change in beneficial ownership resulted from this transfer. |
(2) | Represents average sales price. The shares were sold pursuant to a 10b5-1 Plan at prices ranging from $17.76 to $18.98. See Exhibit 99 for complete list of sales prices. |
(3) | Represents average sales price. The shares were sold pursuant to a 10b5-1 Plan at prices ranging from $17.68 to $18.75. See Exhibit 99 for complete list of sales prices. |
(4) | The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner. |
(5) | The shares are held by the Trust. |
(6) | Fifty percent of the option shall vest two years and three months after May 15, 2012 which is August 15, 2012 and the remaining fifty percent shall vest two years and six months after May 15, 2012 which is November 15, 2012, such that the option shall be fully vested on the two year and six month anniversary of the grant date which is November 15, 2012. |