1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
05/24/2009 |
05/24/2015 |
Common Stock
|
12,500
|
$
28.03
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
10/04/2010 |
10/04/2016 |
Common Stock
|
1,500
|
$
34.4
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/31/2011 |
12/31/2017 |
Common Stock
|
5,000
|
$
56.18
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
10/31/2012 |
10/31/2018 |
Common Stock
|
3,000
|
$
19.15
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/31/2012 |
12/31/2018 |
Common Stock
|
2,500
|
$
18.91
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
06/30/2013 |
06/30/2019 |
Common Stock
|
2,291
|
$
35.58
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
04/30/2014 |
04/30/2020 |
Common Stock
|
4,000
|
$
39.78
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
08/31/2014 |
08/31/2020 |
Common Stock
|
5,000
|
$
27.97
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(1)
|
10/31/2021 |
Common Stock
|
20,000
|
$
26.06
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
02/28/2022 |
Common Stock
|
500
|
$
25.43
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
04/30/2023 |
Common Stock
|
9,500
|
$
25.68
|
D
|
Â
|
Restricted Stock Unit
|
Â
(5)
|
Â
(5)
|
Common Stock
|
15,000
|
$
(4)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These options became exercisable in four equal annual installments beginning 10/31/12. |
(2) |
These options became exercisable in four equal annual installments beginning 2/28/13. |
(3) |
These options became exercisable in four equal annual installments beginning 4/30/14. |
(4) |
Each restricted stock unit represents a contingent right to receive one share of Alere common stock. |
(5) |
The restricted stock units will vest as follows: one-third on the first anniversary of the grant date (8/31/15); one-third on the second anniversary of the grant date (8/31/16); and one-third on the third anniversary of the grant date (8/31/17). |