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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HealthCor Management, L.P. 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
X | |||
HealthCor Associates, LLC 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
X | |||
HealthCor Offshore GP, LLC 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
X | |||
HealthCor Group, LLC 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
X | |||
HealthCor Offshore Master Fund, L.P. 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
X | |||
HealthCor Long Master GP LLC 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
X | |||
HealthCor Long OffShore Master Fund LP 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
X | |||
Cohen Arthur Bruce 152 WEST 57TH STREET, 43RD FLOOR NORWALK, CT 06854 |
X | |||
Healey Joseph Patrick 152 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
X |
HealthCor Management, L.P., by HealthCor Associates, LLC, its general partner, By: /s/ John H. Coghlin , General Counsel | 01/25/2013 | |
**Signature of Reporting Person | Date | |
HealthCor Associates, LLC, By: /s/ John H. Coghlin, General Counsel | 01/25/2013 | |
**Signature of Reporting Person | Date | |
HealthCor Offshore GP, LLC, for itself and as general partner on behalf of HealthCor Offshore Master Fund, L.P., by HealthCor Group, LLC, its general partner, By: /s/ John H. Coghlin , General Counsel | 01/25/2013 | |
**Signature of Reporting Person | Date | |
HealthCor Group, LLC, By: /s/ John H. Coghlin, General Counsel | 01/25/2013 | |
**Signature of Reporting Person | Date | |
HealthCor Long Master GP, LLC, for itself and as general partner on behalf of HealthCor Long Offshore Master Fund, L.P., by HealthCor Group, LLC, its general partner, By: /s/ John H. Coghlin , General Counsel | 01/25/2013 | |
**Signature of Reporting Person | Date | |
/s/ John H. Coghlin as attorney-in-fact for Arthur Cohen | 01/25/2013 | |
**Signature of Reporting Person | Date | |
/s/ John H. Coghlin as attorney-in-fact for Joseph Healey | 01/25/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | HealthCor Management, L.P. is the investment manager of HealthCor Offshore Master Fund, L.P. and HealthCor Long Offshore Master Fund L.P., which are the direct beneficial owners of the securities reported herein. The general partner of HealthCor Offshore Master Fund, L.P. is HealthCor Offshore GP, LLC. The general partner of HealthCor Long Offshore Master Fund L.P. is HealthCor Long Master GP, LLC. HealthCor Group, LLC is the managing member of HealthCor Offshore GP, LLC and HealthCor Long Master GP, LLC. HealthCor Associates, LLC is the general partner of HealthCor Management. L.P., and Arthur Cohen and Joseph Healey are the managers of HealthCor Associates, LLC. Each of the reporting persons disclaims beneficial ownership of any and all such securities in excess of its or his own pecuniary interest. |