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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to purchase Common Stock | $ 3.525 | 05/06/2011 | M | 25,000 | (5) | 06/25/2012 | Common Stock, $0.01 par value | 25,000 | $ 0 (6) | 251,740 | D | ||||
Option to purchase Common Stock | $ 9.545 | 05/06/2011 | M | 100,000 | (7) | 03/24/2014 | Common Stock, $0.01 par value | 100,000 | $ 0 (6) | 151,740 | D | ||||
Option to purchase Common Stock | $ 18.765 | 05/06/2011 | M | 60,000 | (8) | 08/31/2015 | Common Stock, $0.01 par value | 100,000 | $ 0 (6) | 91,740 | D | ||||
Option to purchase Common Stock | $ 4.47 | 05/06/2011 | M | 25,000 | (9) | 06/25/2012 | Common Stock, $0.01 par value | 25,000 | $ 0 (6) | 66,740 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BECH DOUGLAS Y 6922 HOLLYWOOD BLVD. LOS ANGELES, CA 90028 |
X |
/s/ Douglas Y Bech | 05/09/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were acquired upon exercise of stock options under the Issuer's Second Amended and Restated 1997 Stock Option Plan identified as exercised in Part II of this Form 4. |
(2) | Includes 20,442 shares of restricted stock which remain subject to vesting |
(3) | Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $29.00 to $29.56 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
(4) | Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $29.00 to $29.48 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
(5) | Stock options vested in two equal annual installments of 12,500 options each, commencing on June 25, 2003. |
(6) | Stock options granted for services rendered; no value placed on services rendered. |
(7) | Stock options vested in four equal annual installments of 25,000 options each, commencing on March 24, 2005. |
(8) | Stock options vested in five equal annual installments of 12,000 options each, commencing on August 31, 2006. |
(9) | Stock options vested in two equal annual installments of 12,500 options each, commencing on June 25, 2005. |