|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to purchase Common Stock (2) | $ 0.94 | 12/22/2006 | D(1) | 12,500 | (1) | 12/28/2011 | Common Stock | 12,500 | (1) | 0 | D | ||||
Option to purchase Common Stock (2) | $ 1.17 | 12/22/2006 | A(1) | 12,500 | (1) | 12/28/2011 | Common Stock | 12,500 | (1) | 12,500 | D | ||||
Option to purchase Common Stock (2) | $ 3.525 | 12/22/2006 | D(1) | 12,500 | (1) | 06/25/2012 | Common Stock | 12,500 | (1) | 0 | D | ||||
Option to purchase Common Stock (2) | $ 4.47 | 12/22/2006 | A(1) | 12,500 | (1) | 06/25/2012 | Common Stock | 12,500 | (1) | 12,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RIELEY JOHN C/O J2 GLOBAL COMMUNICATIONS 6922 HOLLYWOOD BLVD., 5TH FLOOR LOS ANGELES, CA 90028 |
X |
/s/ John F. Rieley | 01/04/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The matching reported transactions involved an amendment of an outstanding vested option, resulting in the deemed cancellation of the ?old? option and the grant of a replacement option. This amendment is intended to cure the non-compliance of the ?old? option grant with IRC Section 409A. |
(2) | The line items in Table II do not represent the grant of a new option or any other current transaction but are being reported again solely to gain access to the system for filing this amendment. This Form 4 amendment is being filed to correct the original December 27, 2006 Form 4, which reported the amendment of three Options resulting in the cancellation and replacement of those Options. One such Option for 10,000 shares was mistakenly included in the December 27, 2006 Form 4; that Option was neither amended nor exchanged and is not included in this Form 4 amendment. |