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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to Buy) | $ 10 | 09/30/2009 | A | 68,116 | (1) | (2) | Common Stock | 68,116 | (3) | 68,116 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HANNA GARY C C/O ENERGY PARTNERS, LTD. 201 ST. CHARLES AVENUE NEW ORLEANS, LA 70170 |
Chief Executive Officer |
John H. Peper, Attorney in Fact | 10/02/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Stock Option will vest and become exercisable ratably over a 36-month period beginning on the Date of Grant (the "Vesting Period"); provided, however, that the vesting for the first six months of the Vesting Period (the "Initial Period") shall be deferred until the end of the Initial Period such that (i) the portion of the Stock Option that would have otherwise vested during the Initial Period will automatically vest and become exercisable on the first day following the expiration of the Initial Period and (ii) any remaining unvested portion of the Stock Option shall vest ratably on a monthly basis over the remainder of the Vesting Period, subject to the Participant's remaining continuously employed by the Corporation up to and through each such vesting date. |
(2) | Any vested portion of the Stock Option will expire on, and may not be exercised after, the date that is 30 months following the applicable vesting date of such vested Stock Options. |
(3) | Not applicable |