UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

 

Date of Report (Date of earliest event reported): May 1, 2013

 

DOUGLAS DYNAMICS, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-34728

 

134275891

(State or other

jurisdiction of

incorporation)

 

(Commission File

Number)

 

(IRS Employer

Identification No.)

 

7777 North 73rd Street, Milwaukee, Wisconsin 53223

(Address of principal executive offices, including zip code)

 

(414) 354-2310

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

Item 5.07.               Submission of Matters to a Vote of Security Holders.

 

On May 1, 2013, Douglas Dynamics, Inc. (the “Company”) held its annual meeting of stockholders (the “2013 Annual Meeting”).  The name of each director elected at the 2013 Annual Meeting, a brief description of each other matter voted upon at the 2013 Annual Meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each such matter, as applicable, are set forth below.

 

Election of Three Directors to Terms Expiring at the 2016 Annual Meeting of Stockholders

 

Name of Nominee

 

Shares Voted For

 

Shares Withheld

 

Broker Non-Votes

 

James L. Janik

 

19,151,805

 

38,723

 

1,891,821

 

Donald W. Sturdivant

 

18,940,494

 

267,404

 

1,874,451

 

Margaret S. Dano

 

19,163,715

 

44,183

 

1,874,451

 

 

Advisory Vote on Approval of the Compensation of the Company’s Named Executive Officers

 

Shares Voted For

 

Shares Voted Against

 

Abstentions

 

Broker Non-Votes

 

18,841,742

 

298,132

 

68,022

 

1,874,453

 

 

Ratification of the Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2013

 

Shares Voted For

 

Shares Voted Against

 

Abstentions

 

20,988,633

 

57,666

 

47,299

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date:  May 3, 2013

 

 

DOUGLAS DYNAMICS, INC.

 

 

 

 

 

By:

/s/Robert McCormick

 

 

Robert McCormick

 

 

Executive Vice President, Chief Financial

 

 

Officer and Secretary

 

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