UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13D

 

 

Under the Securities Exchange Act of 1934

 

BARNES & NOBLE, INC.

(Name of Issuer)

 

COMMON STOCK, PAR VALUE $0.001 PER SHARE

(Title of Class of Securities)

 

067774109

(CUSIP Number)

 

Charles Y. Tanabe, Esq.

Executive Vice President and General Counsel

Liberty Interactive Corporation

12300 Liberty Boulevard

Englewood, CO 80112

(720) 875-5400

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

September 19, 2011

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP Number:   067774109

 

 

1.

Names of Reporting Persons.
Liberty Interactive Corporation (f/k/a Liberty Media Corporation)

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power
0

 

9.

Sole Dispositive Power
0

 

10.

Shared Dispositive Power
0

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   x
Excludes shares beneficially owned by the executive officers and directors of Liberty.

 

 

13.

Percent of Class Represented by Amount in Row (11)
0%

 

 

14.

Type of Reporting Person (See Instructions)
CO

 

2



 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

SCHEDULE 13D

 

Statement of

 

LIBERTY INTERACTIVE CORPORATION

(f/k/a Liberty Media Corporation)

 

Pursuant to Section 13(d) of the
Securities Exchange Act of 1934

 

in respect of

 

BARNES & NOBLE, INC.

 

Item 1.  Security and Issuer

 

The class of equity securities to which this statement on Schedule 13D (this “Statement”) relates is the common stock, par value $0.001 per share (“Common Stock”) of Barnes & Noble, Inc., a Delaware corporation (the “Issuer”).  The principal executive offices of the Issuer are located at 122 Fifth Avenue, New York, New York, 10011.

 

This Statement is being filed by Liberty Interactive Corporation, a Delaware corporation formerly known as Liberty Media Corporation (“Liberty” or the “Reporting Person”) to report the purchase on August 18, 2011 by Liberty GIC, Inc., a Colorado corporation and a then wholly owned subsidiary of the Reporting Person (“Purchaser”), of 204,000 shares of the Issuer’s Senior Convertible Redeemable Series J Preferred Stock, par value $0.001 per share (the “Series J Preferred Stock”).  Each share of Series J Preferred Stock is convertible, at the option of the holder and, under certain circumstances, as required by the Issuer, into 58.8235 shares of Common Stock, subject to adjustment in accordance with the provisions of the Certificate of Designations of the Series J Preferred Stock filed with the Secretary of State of the State of Delaware on August 18, 2011 (the “Certificate of Designations”).  The Reporting Person became the beneficial owner of the 12,000,000 shares of Common Stock issuable upon conversion of the Series J Preferred Stock on September 19, 2011 when the United States Federal Trade Commission granted early termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended (the “HSR Act”), in connection with purchase of the Series J Preferred Stock.

 

This Statement is also being filed to report that, in connection with the Split-Off (as defined below), Purchaser became a wholly owned subsidiary of a new parent company, Liberty Media Corporation (formerly known as Liberty CapStarz, Inc. (“Splitco”)), and, as a result of the Split-Off, the Reporting Person ceased to be the beneficial owner of more than 5% of the outstanding shares of Common Stock.

 

Item 2.  Identity and Background

 

(a) - (c)

 

This Statement is being filed by the Reporting Person.  The principal business address of the Reporting Person is 12300 Liberty Boulevard, Englewood, Colorado 80112.  The Reporting Person owns interests in a broad range video and online commerce businesses including QVC, Provide Commerce, Backcountry.com, Celebrate Interactive, Bodybuilding.com, Evite, and Expedia.

 

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(d) - (f)

 

Schedule 1 attached to this Statement and incorporated herein by reference provides the requested information with respect to (i) each executive officer and director, as applicable, of the Reporting Person; (ii) each person controlling the Reporting Person; and (iii) each executive officer and director of any corporation or other person ultimately in control of the Reporting Person (the “Schedule 1 Persons”).  Each of such executive officers, controlling persons and directors is a citizen of the United States, unless otherwise noted on Schedule 1.

 

During the last five years, neither the Reporting Person nor any of the Schedule 1 Persons (to the knowledge of the Reporting Person) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).   During the last five years, neither the Reporting Person nor any of the Schedule 1 Persons (to the knowledge of the Reporting Person) has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, is or was subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

Item 3.  Source and Amount of Funds or Other Consideration

 

On August 18, 2011, Purchaser and the Issuer entered into the Investment Agreement (the “Investment Agreement”), pursuant to which Purchaser acquired 204,000 shares of Series J Preferred Stock for an aggregate purchase price of $204 million in cash.  The Reporting Person obtained the amounts required for the payment of the cash purchase price from working capital.  On September 19, 2011, the United States Federal Trade Commission granted early termination of the waiting period under the HSR Act in connection with Purchaser’s acquisition of the Series J Preferred Stock.

 

In accordance with the terms of the Certificate of Designations, the Series J Preferred Stock will (i) become convertible into shares of Common Stock at the then-current conversion rate and (ii) be entitled to vote on an as converted basis with the holders of Common Stock on any matters that are submitted to the holders of Common Stock for a vote, in each case, at any time following the completion of the Issuer’s 2011 annual meeting of stockholders, which is scheduled to occur on October 28, 2011.

 

On September 23, 2011, the Reporting Person completed its previously announced split-off (the “Split-Off”) of its Liberty Capital and Liberty Starz tracking stock groups.  The Split-Off was accomplished through the redemption by the Reporting Person of all of the outstanding shares of its Liberty Capital common stock and Liberty Starz common stock in exchange for all of the outstanding shares of the Liberty Capital common stock and Liberty Starz common stock of its then-wholly owned subsidiary Splitco. As a result of the Split-Off, Splitco became a separate publicly traded company and Purchaser became a wholly owned subsidiary of Splitco.  Splitco holds all of the businesses, assets and liabilities which were previously attributed to the Reporting Person’s former Liberty Capital and Liberty Starz tracking stock groups, including the Reporting Person’s rights, obligations and interests with respect to the Issuer’s Common Stock and Series J Preferred Stock.

 

Item 4.  Purpose of Transaction

 

The Reporting Person acquired the securities described in this Statement for investment purposes.  On September 20, 2011, in accordance with the terms of the Certificate of Designations, Purchaser, as the sole holder of the Series J Preferred Stock, elected Gregory B. Maffei, President and Chief Executive Officer of Liberty, and Mark D. Carleton, Senior Vice President of Liberty, to the Issuer’s Board of Directors.

 

The information contained in Item 3 of this Statement is hereby incorporated by reference herein.

 

In connection with Purchaser’s acquisition of the Series J Preferred Stock, on August 18, 2011, the Issuer entered into the Fourth Amendment to its Rights Agreement, dated November 17, 2009, by and between the Issuer and Mellon Investor Services LLC, as previously amended.  Among other things, the Fourth Amendment amended the definition of “Acquiring Person” to exclude a holder of Series J Preferred Stock from the definition of an “Acquiring Person” if such holder would become an “Acquiring Person” under the Rights Agreement solely as a result

 

4



 

of an increase in the Liquidation Preference (as defined below) due to accrued and unpaid dividends being added thereto and/or the effect of certain antidilution adjustments, as provided in the Certificate of Designations; however, the Fourth Amendment provides that, so long as any such holder of Series J Preferred Stock whose beneficial ownership of shares of Common Stock exceeds the applicable “Acquiring Person” triggering threshold under the Rights Agreement (currently 20%) then, with respect to all matters submitted to a vote of the holders of the Common Stock, such holder of Series J Preferred Stock will vote such excess shares in the same proportion as all other votes actually cast on such matter.

 

Other than as set forth in this Statement, the Reporting Person has no present plans or proposals that relate to or would result in:

 

(a)           The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer;

 

(b)           An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries;

 

(c)           A sale or transfer of a material amount of assets of the Issuer or of any of its subsidiaries;

 

(d)           Any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;

 

(e)           Any material change in the present capitalization or dividend policy of the Issuer;

 

(f)            Any other material change in the Issuer’s business or corporate structure;

 

(g)           Changes in the Issuer’s charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person;

 

(h)           A class of securities of the Issuer being delisted from a national securities exchange or ceasing to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association;

 

(i)            A class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or

 

(j)            Any action similar to any of those enumerated in items (a)-(i) above.

 

Item 5.  Interest in Securities of the Issuer

 

(a) - (c)

 

Following the receipt of early termination of the waiting period under the HSR Act in connection with Purchaser’s acquisition of the Series J Preferred Stock, the Reporting Person became the beneficial owner of 12,000,000 shares of Common Stock, which represented 16.6% of the shares of Common Stock outstanding, based upon 60,151,310 shares of Common Stock outstanding as of September 12, 2011, as disclosed in the Issuer’s Definitive Proxy Statement filed with the Securities and Exchange Commission on September 14, 2011.  Following the completion of the Split-Off on September 23, 2011, the Reporting Person ceased to beneficially own any shares of Common Stock.

 

Subject to the terms of the Certificate of Designations and the Investment Agreement, prior to the Split-Off, the Reporting Person had the sole power to vote or to direct the voting of shares of Common Stock beneficially owned by it and had the sole power to dispose or direct the disposition of such shares.  The Reporting Person held such sole voting and dispositive power indirectly through its 100% ownership interest in Purchaser.

 

5



 

Other than as disclosed in this Statement, no transactions were effected by the Reporting Person, or, to the knowledge of the Reporting Person, any Schedule 1 Person, with respect to the Common Stock during the 60 days preceding the date hereof.  On August 19, 2011, Donne F. Fisher, a former director of Liberty, purchased 20,000 shares of Common Stock at a price of $10.29 per share in an open market transaction.

 

(d) Not applicable.

 

(e) September 23, 2011.

 

Item 6.  Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

On August 18, 2011, Purchaser entered into the Investment Agreement with the Issuer and the Issuer filed the Certificate of Designations with the Secretary of State of the State of Delaware.  The following is a summary of certain of the material terms of the Investment Agreement and Certificate of Designations.  The following descriptions do not purport to cover all of the provisions of the Investment Agreement and the Certificate of Designations and are qualified in their entirety by reference to the full documents, which have been filed as Exhibits 7(a) and 7(b) hereto, respectively, and are incorporated into this Statement by reference.

 

Investment Agreement

 

Transfer Restrictions

 

Until February 18, 2013, Purchaser may not transfer any Series J Preferred Stock or any Common Stock issued upon conversion of the Series J Preferred Stock to any person except for certain transfers, including:

 

·                  transfers to Liberty, Splitco or any of their respective affiliates that agrees in writing to be bound by the terms of the Investment Agreement;

 

·                  transfers to the Issuer;

 

·                  transfers to an affiliate of Liberty or Splitco and such entity thereafter ceases to be a Liberty affiliate as a result of a spin-off transaction and such affiliate agrees in writing to be bound by the terms of the Investment Agreement;

 

·                  transfers pursuant to a merger, tender offer or exchange offer or other business combination, or similar extraordinary transaction or change of control involving the Issuer, which transaction has been approved by the board of directors of the Issuer; and

 

·                  transfers pursuant to any other transaction approved by the board or directors of the Issuer.

 

Registration Rights

 

Subject to certain restrictions and limitations, Purchaser and its permitted transferees (the “Holders”) are entitled to four demand registration rights (and unlimited piggyback registration rights) in respect of the shares of Common Stock issuable upon conversion of the Series J Preferred Stock or purchased pursuant to the participation right described below (collectively, the “Registrable Securities”).  The Holders will be permitted to exercise their registration rights in connection with, among other things, certain hedging transactions that they may enter into in respect of the Registrable Securities.  The Issuer will be obligated to indemnify the Holders, and each selling Holder will be obligated to indemnify the Issuer, against certain liabilities in connection with misstatements or omissions in any registration statement.

 

Participation Right

 

Subject to certain requirements and limitations, so long as Purchaser, Liberty, Splitco and their respective affiliates (collectively, the “Liberty Parties”) beneficially own at least 102,000 shares of Series J Preferred Stock, in the event the Issuer issues or sells certain equity securities or

 

6



 

rights to acquire equity securities, any Liberty Party holding shares of Series J Preferred Stock at such time shall have the right to purchase from the Issuer an amount of such equity securities sufficient for such Liberty Party to maintain its then current pro rata equity interest in the Issuer.

 

Consent Rights

 

For so long as the Liberty Parties beneficially own at least 102,000 shares of Series J Preferred Stock, neither the Issuer nor any of its subsidiaries will take any of the following actions without obtaining the prior consent of the holders of the Series J Preferred Stock:

 

·                  amend, alter or repeal any provision of the Certificate of Designations;

 

·                  amend, alter or repeal the Issuer’s Certificate of Incorporation, By-Laws or certain other constituent documents if such action would have an adverse effect on the rights, privileges or preferences of the Series J Preferred Stock;

 

·                  subject to certain limited exceptions, unless full dividends on all outstanding shares of the Series J Preferred Stock have been declared and paid, declare or pay any dividend on, or make any distributions relating to, any series of Junior Stock or Parity Stock (as such terms are defined in the Investment Agreement) or redeem, purchase or acquire for value any shares of any series of Junior Stock or Parity Stock or certain other securities;

 

·                  spin-off or split-off any entity holding a significant portion of the assets and business of any of the Issuer’s B&N retail, B&N college or B&N.com divisions (each a, “Major Division”);

 

·                  authorize, designate or issue any Senior Stock or Parity Stock (as defined in the Investment Agreement);

 

·                  subject to certain exceptions, consolidate with, or merge with or into, or enter into a business combination or similar extraordinary transaction with any person or entity;

 

·                  sell, transfer, lease, license or otherwise dispose of all or substantially all of the assets constituting a Major Division;

 

·                  fundamentally change the business of the Issuer and its subsidiaries from the business conducted as of the date of the Investment Agreement, or make any investment having a purchase or acquisition price in excess of $50,000,000 where the business being conducted by the investee constitutes a departure from the current lines of business of the Issuer and its subsidiaries;

 

·                  subject to certain exceptions, enter into any related party transaction;

 

·                  amend the Issuer’s shareholder rights plan (or adopt a new shareholder rights plan) in such a way that would adversely effect the powers, preferences, rights or privileges of the holders of Series J Preferred Stock relative to the shareholder rights plan as in effect as of the Issue Date.

 

Series J Certificate of Designations

 

Dividend Rights

 

Dividends on the Series J Preferred Stock will accrue daily at a per annum rate of 7.75% of the liquidation preference of the Series J Preferred Stock.  The liquidation preference of the Series J Preferred Stock is $1,000 per share (as it may be adjusted from time to time pursuant to the terms of the Certificate of Designations, the “Liquidation Preference”).  The dividend rate will increase to 9.75% for so long as dividends on the Series J Preferred Stock have not been paid in full.  In addition, if, following the completion of the Issuer’s 2011 annual meeting of stockholders, the holders of shares of Series J Preferred Stock are subject to a restriction or limitation

 

7



 

with respect to their ability to vote shares of Series J Preferred Stock or shares of Common Stock issued upon conversion of the Series J Preferred Stock, as applicable, or exercise their consent rights or director election rights, the then-current dividend rate on the Series J Preferred Stock will be increased by 2% per annum, until such injunction, restriction or limitation has been removed.  The dividend rate is also subject to increase as described below under “Redemption.”

 

Conversion

 

Following completion of the Issuer’s 2011 annual meeting of stockholders, each share of Series J Preferred Stock will be convertible, at the option of the holder, into a number of shares of Common Stock equal to the product of (x) the Liquidation Preference (plus any accrued but unpaid dividends thereon) divided by $1,000, multiplied by (y) the then-applicable conversion rate.  The initial conversion rate is 58.8235 and is subject to customary anti-dilution adjustments.  The Company may require the conversion of all of the shares of Series J Preferred Stock at the then-applicable conversion rate if, after August 18, 2013, the closing price of the Common Stock exceeds 150% of the then-applicable conversion price of the Series J Preferred Stock for 20 consecutive trading days.

 

Redemption; Change in Control

 

At any time after August 17, 2016, the Company is permitted to redeem for cash all, but not less than all, of the outstanding shares of Series J Preferred Stock at a redemption price per share equal to the Liquidation Preference.

 

On August 18, 2021, the Company will be obligated to redeem for cash all then-outstanding shares of Series J Preferred Stock at a redemption price per share equal to the Liquidation Preference.  If there is not a sufficient amount of funds legally available to redeem all then-outstanding shares of Series J Preferred Stock on such redemption date, the dividend rate on any shares of Series J Preferred Stock that remain outstanding will be increased by 2% per annum and will increase by an additional 2% per annum on each anniversary of such date until the Company redeems all outstanding shares of Series J Preferred Stock.

 

In the event of a “Change of Control” (as defined in the Certificate of Designations), each holder of shares of Series J Preferred Stock will have the right to require the Company to purchase for cash any or all of its shares of Series J Preferred Stock at a purchase price per share equal to 101% of the Liquidation Preference plus accrued and unpaid dividends.

 

Voting

 

Following the completion of the Issuer’s 2011 annual meeting of stockholders, shares of Series J Preferred Stock will be entitled to vote with the holders of Common Stock, together as a single class, on any matters that are submitted to the holders of Common Stock for a vote, on an as-converted basis, subject to certain limitations.

 

Representation on the Board of Directors

 

The Certificate of Designations provides that so long as the Liberty Parties hold a specified number of shares of Series J Preferred Stock, the holders of Series J Preferred Stock will have the exclusive right, voting separately as a class, to elect directors (the “Preferred Directors”) as follows:

 

·                  for as long as at least 127,500 shares of Series J Preferred Stock are outstanding and held by the Liberty Parties, the holders of a majority of the outstanding shares of Series J Preferred Stock may elect two directors; and

 

·                  for as long as at least 76,500 but less than 127,500 shares of Series J Preferred Stock are outstanding and held by the Liberty Parties, the holders of a majority of the outstanding shares of Series J Preferred Stock may elect one director.

 

8



 

On September 20, 2011, in accordance with the terms of the Certificate of Designations, Purchaser elected Messrs. Maffei and Carleton to serve as the Preferred Directors.  Holders of Series J Preferred Stock have the right to designate a replacement director to the board of directors of the Issuer in order to fill any vacancy of a Preferred Director.

 

Each Preferred Director will be entitled to attend meetings of the standing committees of the board of directors of the Issuer as a non-voting observer, subject to compliance with the applicable rules of the New York Stock Exchange.

 

Item 7.           Material to be Filed as Exhibits

 

7(a)         Investment Agreement, dated as of August 18, 2011, between Barnes & Noble, Inc. and Liberty GIC, Inc. (filed as Exhibit 10.1 to the Issuer’s Current Report on Form 8-K (SEC File No. 001-12302) dated August 18, 2011 and incorporated herein by reference).

 

7(b)         Certificate of Designations of Senior Convertible Redeemable Series J Preferred Stock of Barnes & Noble, Inc., dated August 18, 2011 (filed as Exhibit 3.1 to the Issuer’s Current Report on Form 8-K (SEC File No. 001-12302) dated August 18, 2011 and incorporated herein by reference).

 

9



 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

 

Dated: September 29, 2011

 

LIBERTY INTERACTIVE CORPORATION

 

 

 

 

 

 

By:

/s/ Charles Y. Tanabe

 

 

 

Name:

Charles Y. Tanabe

 

 

 

Title:

Executive Vice President and

 

 

 

 

General Counsel

 

10


 


 

Schedule 1

 

DIRECTORS AND EXECUTIVE OFFICERS
OF
LIBERTY INTERACTIVE CORPORATION

 

The name and present principal occupation of each director and executive officer of the Reporting Person are set forth below.  Unless otherwise noted, the business address for each person listed below is c/o Liberty Interactive Corporation, 12300 Liberty Boulevard, Englewood, Colorado 80112.  All executive officers and directors listed are United States citizens, except for David J.A. Flowers, who is a citizen of Canada, and M. Ian G. Gilchrist, who is a citizen of the United States and Canada.

 

Name and Business Address
(if applicable)

 

Principal Occupation and Principal Business
(if applicable)

 

 

 

John C. Malone

 

Chairman of the Board and Director of Liberty

 

 

 

Gregory B. Maffei

 

President, Chief Executive Officer and Director of Liberty

 

 

 

Robert R. Bennett

 

Director of Liberty; President of Hilltop Investments LLC

 

 

 

Michael George

 

Director of Liberty; President and Chief Executive Officer of QVC, Inc.

 

 

 

M. Ian G. Gilchrist

 

Director of Liberty

 

 

 

Evan D. Malone

 

Director of Liberty; Owner and Manager of 1525 South Street LLC

 

 

 

David E. Rapley

 

Director of Liberty

 

 

 

M. LaVoy Robison
1727 Tremont Place
Denver, Colorado 80202

 

Director of Liberty

 

 

 

Andrea L. Wong

 

Director of Liberty; President, International Production, Sony Pictures Television and President, International, Sony Pictures Entertainment

 

 

 

David J.A. Flowers

 

Senior Vice President and Treasurer of Liberty

 

 

 

Christopher W. Shean

 

Senior Vice President and Controller of Liberty

 

 

 

Charles Y. Tanabe

 

Executive Vice President and General Counsel of Liberty

 

 

 

Albert E. Rosenthaler

 

Senior Vice President of Liberty

 

11



 

EXHIBIT INDEX

 

Exhibit
No.

 

Description

 

 

 

7(a)

 

Investment Agreement, dated as of August 18, 2011, between Barnes & Noble, Inc. and Liberty GIC, Inc. (filed as Exhibit 10.1 to the Issuer’s Current Report on Form 8-K (SEC File No. 001-12302) dated August 18, 2011 and incorporated herein by reference).

 

 

 

7(b)

 

Certificate of Designations of Senior Convertible Redeemable Series J Preferred Stock of Barnes & Noble, Inc., dated August 18, 2011 (filed as Exhibit 3.1 to the Issuer’s Current Report on Form 8-K (SEC File No. 001-12302) dated August 18, 2011 and incorporated herein by reference).

 

12