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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options (right to buy) | $ 17.16 | 06/30/2004(1) | A | 405,000 (2) | (3) | 10/01/2014 | Common Stock, $.10 par value per share | 405,000 | (4) | 405,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HADDRILL RICHARD M 6601 S. BERMUDA ROAD LAS VEGAS, NV 89119 |
X | Chief Executive Officer |
/s/ Richard Haddrill | 10/29/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The transaction date was incorrectly reported as June 3, 2004 on the Reporting Person's Form 4/A filed on July 12, 2004. |
(2) | On October 27, 2004, the Reporting Person and Issuer entered into an agreement whereby the Reporting Person agreed to forego 95,000 employee stock options granted to him on June 30, 2004, in exchange for the receipt of 95,000 employee stock options on October 27, 2004. The Reporting Person is amending his Form 4 filed on July 2, 2004 to reflect that only 405,000 employee stock options were granted to him on June 30, 2004, rather than 500,000 as previously reported. |
(3) | See Exhibit 99.1. |
(4) | Granted as compensation for services. |
Remarks: The Reporting Person's status as Chief Executive Officer of the Issuer was incorrectly omitted on the Reporting Person's Form 4. |